Compliance Officer
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Details
Salary Negotiable
Location Dublin
Consultant Sean Keogh
JobRef 50777043/001
Date posted 17 May 2022
2022-05-17 2022-07-16 financial-services perm IE Dublin Dublin Dublin EUR 45000 50000 50000 YEAR Walters People https://www.walterspeople.ie https://www.walterspeople.ie/content/dam/walters-people/global/images/logos/web-logos/square-logo.pngGet in touch
Sean Keogh
01 633 4111
A leading Financial Services firm are seeking a Compliance Officer for a permanent position based in Dublin. This is a fantastic opportunity for anyone looking to begin their career in compliance and who possesses the skills and attitude to succeed in a positive workplace with great management. The successful candidate will be a part of the Monitoring team within the compliance division.
Key responsibilities of the Compliance Officer:
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Actively participate in the Compliance Monitoring programme.
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Oversee and complete regular departmental and thematic compliance monitoring reviews across relevant business areas
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Ensure all processes are being undertaken in accordance with regulations and company processes.
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Aid in the reporting of findings arising from the completion of the compliance monitoring programme, and present to relevant stakeholders in a timely manner.
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Conduct minute taking as required and prepare committee packs.
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Build lasting relationships with all colleagues, regulators and other stakeholders.
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Support the Compliance Team in all day to day compliance queries
Key requirements of the Compliance Officer:
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Minimum Bachelor’s degree within a relevant Business/Legal area
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At least 2 year’s work experience within Financial Services in a Compliance related area
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Knowledge of Mifid an advantage
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Highly proficient in all MS Office platforms
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Currently completing or willing to complete the LCOI Professional Diploma
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Strong interpersonal skills with good ability to work as part of a team
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Strong communication ability
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Good knowledge of financial services and stockbroking
If you are interested, please apply with your CV now or contact Sean at Sean.Keogh@walterspeople.com.
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