Compliance Operations Associate
Details
Salary Negotiable
Location Dublin
Consultant Sean Keogh
JobRef 50807683/001
Date posted 28 June 2022
2022-06-28 2022-08-27 financial-services perm IE Dublin Dublin Dublin EUR 35000 45000 45000 YEAR Walters People https://www.walterspeople.ie https://www.walterspeople.ie/content/dam/walters-people/global/images/logos/web-logos/square-logo.pngGet in touch
Sean Keogh
01 633 4111
An Asset Management and Financial Services firm based in Dublin are seeking a Compliance Operations Associate for a full-time, permanent position. The position will involve reviewing information and digitally resolving issues, proactively working with key clients in Dublin, London, and other areas to resolve any major issues that arise, meet key deadlines, and deliver exceptional client service. The firm’s culture is team oriented, collaborative, transparent, and intellectually curious. This is a great opportunity for an enthusiastic individual ready to continue growth in compliance.
Key responsibilities of the Compliance Operations Associate include:
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Assist with the onboarding of new clients and relevant AML/CDD requirements
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Manage and oversee the contract management system and GDPR data list
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Identify key requirements for upstream regulations and assist with the development of new policies
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Aid the management team in periodic reviews of policies and controls process and complete annual AML reviews
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Prepare and review periodic fund documentation and reports
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Coordinate evidence and responses to Audit requests
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Ensure all trades executed by the investment group match broker trade confirmations
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Instruct and monitor the settlement of trades to client custodians
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Upload trades into the investment accounting system
Key requirements of the Compliance Operations Associate include:
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At least a bachelor’s degree within a relevant field
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At least 1 years’ experience within Compliance and Operations
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Strong computer skills in all MS Office products
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Ability to communicate with key stakeholders in the business
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Organised and able to prioritise workload
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Diligent with excellent attention to detail
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Strong problem solving ability
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Proactive and enthusiastic
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Curious with interest to learn and confidence to question management
If you are interested in this role apply with your CV now, or contact Sean at Sean.Keogh@walterspeople.com
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